Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Nixon | 5673343 | 3 | 11/14/2018 | Customer Dispute | Settled | $25,419.00 | $0.00 | See FINRA Report |
| Larry M Goldberg | 6516221 | 2 | 08/20/2018 | Customer Dispute | Closed-No Action | $6,503.00 | $0.00 | See FINRA Report |
| Andrew Ian Wilson | 5280283 | 1 | 08/07/2018 | Customer Dispute | Closed-No Action | $14,400.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 05/21/2018 | Customer Dispute | Settled | $108,154.00 | $0.00 | See FINRA Report |
| Adam T McHenry | 5485412 | 1 | 11/13/2017 | Customer Dispute | Denied | $29,425.00 | $0.00 | See FINRA Report |
| William Terrance Ryan | 1566695 | 1 | 11/13/2017 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Kevin Paul Lemmon | 5465233 | 2 | 07/18/2017 | Customer Dispute | Denied | $5,592.00 | $0.00 | See FINRA Report |
| Robert Charles Donati | 3082062 | 1 | 06/14/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mitchell Patrick Corley | 6666423 | 2 | 03/06/2017 | Customer Dispute | Denied | $14,163.50 | $0.00 | See FINRA Report |
| Linda Diane Jones | 6007887 | 1 | 02/18/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |