Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Benjamin Fults | 5819563 | 3 | 09/05/2019 | Customer Dispute | Denied | $10,613.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 07/24/2019 | Customer Dispute | Settled | $27,933.00 | $0.00 | See FINRA Report |
| Milla Gudukas | 6136129 | 1 | 07/10/2019 | Customer Dispute | Denied | $8,736.00 | $0.00 | See FINRA Report |
| Francis Patrick Caraco | 1221773 | 2 | 06/26/2019 | Customer Dispute | Denied | $7,965.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 06/12/2019 | Customer Dispute | Denied | $49,860.00 | $0.00 | See FINRA Report |
| Vincent Sean Mariana | 6994826 | 1 | 03/19/2019 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 03/02/2019 | Customer Dispute | Settled | $17,235.00 | $0.00 | See FINRA Report |
| James Robert Palmiotto | 6712587 | 2 | 01/25/2019 | Customer Dispute | Closed-No Action | $25,020.00 | $0.00 | See FINRA Report |
| Brennan N Nelson | 6789742 | 1 | 12/31/2018 | Customer Dispute | Denied | $389.95 | $0.00 | See FINRA Report |
| Brock Anthony Williams | 6745054 | 1 | 12/12/2018 | Customer Dispute | Denied | $7,173.00 | $0.00 | See FINRA Report |