Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Dale Moag | 6955135 | 2 | 02/25/2020 | Customer Dispute | Denied | $10,292.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 02/20/2020 | Customer Dispute | Denied | $20,940.00 | $0.00 | See FINRA Report |
| Alonte Rashon White-Davis | 6915132 | 1 | 01/27/2020 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Michael Christian Richard | 5987114 | 1 | 01/13/2020 | Customer Dispute | Denied | $37,832.00 | $0.00 | See FINRA Report |
| Storm Davis Rummel | 6777604 | 3 | 12/06/2019 | Customer Dispute | Denied | $20,665.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 09/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Rebecca T Ward | 6692246 | 2 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 09/09/2019 | Customer Dispute | Denied | $19,931.00 | $0.00 | See FINRA Report |
| Rebecca T Ward | 6692246 | 2 | 09/09/2019 | Customer Dispute | Denied | $19,931.00 | $0.00 | See FINRA Report |