Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Eric Hanson | 6846736 | 1 | 06/11/2021 | Customer Dispute | Denied | $8,811.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 05/17/2021 | Customer Dispute | Award / Judgment | $50,000.00 | $30,000.00 | See FINRA Report |
| James Robert Palmiotto | 6712587 | 2 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 03/21/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 11/04/2020 | Customer Dispute | Withdrawn | $12,500.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 09/25/2020 | Customer Dispute | Settled | $15,670.00 | $0.00 | See FINRA Report |
| Robert Alan Harscheid | 6062974 | 1 | 06/26/2020 | Customer Dispute | Denied | $10,528.00 | $0.00 | See FINRA Report |
| Lorraine Marie Frownfelter | 6679543 | 1 | 05/05/2020 | Customer Dispute | Closed-No Action | $4,080.00 | $0.00 | See FINRA Report |
| Mark Anthony Feliciano | 6369897 | 2 | 04/17/2020 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 03/30/2020 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |