Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Peter Bamberger | 4339068 | 3 | 08/01/2005 | Customer Dispute | Settled | $1,848.00 | $0.00 | See FINRA Report |
| Robert Holland Cox | 2660341 | 1 | 01/04/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Erik James | 2237571 | 1 | 05/17/2004 | Customer Dispute | Settled | $28,843.70 | $0.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 05/12/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $30,000.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 12/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 08/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Evan Ingber | 2717634 | 1 | 06/25/2001 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |