Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Lee Halliday | 5439481 | 2 | 06/13/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett J Kelly | 4818868 | 1 | 01/21/2010 | Customer Dispute | Closed-No Action | $7,421.00 | $0.00 | See FINRA Report |
| Malinda Ann Choate | 3254125 | 2 | 03/14/2006 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |