Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rodman & Renshaw, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth John Kirsch | 1671480 | 1 | 05/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Vasinkevich | 2843810 | 1 | 07/21/2004 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |