Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Samuel Womeldorf | 4722816 | 1 | 02/07/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Ronald Roberts | 2734867 | 3 | 01/28/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Ronald Roberts | 2734867 | 3 | 10/08/2007 | Customer Dispute | Settled | $5,369.00 | $0.00 | See FINRA Report |
| Alan Kent Suiter | 1217290 | 7 | 05/09/2006 | Customer Dispute | Settled | $88,909.00 | $0.00 | See FINRA Report |
| Alan Kent Suiter | 1217290 | 7 | 03/22/2006 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Alan Kent Suiter | 1217290 | 7 | 02/27/2006 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Alan Kent Suiter | 1217290 | 7 | 02/27/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Winter | 3259009 | 3 | 02/13/2006 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Matthew John Green | 6158605 | 2 | 11/15/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Kent Suiter | 1217290 | 7 | 02/15/2005 | Customer Dispute | Award / Judgment | $150,000.00 | $212,320.00 | See FINRA Report |