Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Gail Stubblefield | 1725696 | 2 | 03/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Thomas Alfieri | 6736071 | 2 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 10/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Wilt | 732921 | 2 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Wilt | 732921 | 2 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Thomas Alfieri | 6736071 | 2 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Sidor | 1533166 | 2 | 03/09/2017 | Customer Dispute | Closed-No Action | $59,485.40 | $0.00 | See FINRA Report |
| Theresa Anne Markham | 1881342 | 2 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo William Cabrera | 5632596 | 3 | 12/08/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Marcus Edward Hudson | 5531484 | 1 | 11/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |