Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nick Paulo Nunu | 7500548 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Bowman | 2187173 | 1 | 11/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricardo William Cabrera | 5632596 | 3 | 10/05/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joshua John Storey | 6389411 | 5 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua John Storey | 6389411 | 5 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Renee Hornick | 6018017 | 6 | 08/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua John Storey | 6389411 | 5 | 06/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua John Storey | 6389411 | 5 | 04/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua John Storey | 6389411 | 5 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Gail Stubblefield | 1725696 | 2 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |