Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Kent Suiter | 1217290 | 7 | 12/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shari Lynn Bevan | 6758990 | 1 | 12/24/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Kent Suiter | 1217290 | 7 | 10/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Peter Millard | 1562559 | 2 | 09/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David C Selden | 1587100 | 1 | 09/14/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |