Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dave Alan Buchanan | 2771420 | 1 | 01/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wayne Scott Brunt | 2338336 | 3 | 05/05/2003 | Customer Dispute | Closed-No Action | $8,114.97 | $0.00 | See FINRA Report |
| Michael John Gavaletz | 2019590 | 1 | 03/16/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 09/29/2000 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Christine Elizabeth Gibson | 1627208 | 1 | 02/05/1999 | Customer Dispute | Award / Judgment | $190,000.00 | $112,840.00 | See FINRA Report |
| Jerry Lee Morgan | 1016207 | 2 | 12/20/1995 | Customer Dispute | Award / Judgment | $30,000.00 | $36,766.70 | See FINRA Report |
| Jerry Lee Morgan | 1016207 | 2 | 03/05/1993 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |
| Carolyn Shirley Bishop | 1628197 | 1 | 08/28/1991 | Customer Dispute | Award / Judgment | $85,000.00 | $99,253.00 | See FINRA Report |