Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chapin, Davis. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Allen Brubaker | 860338 | 1 | 02/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Swensen | 2860220 | 1 | 03/03/2003 | Customer Dispute | Denied | $8,823.08 | $0.00 | See FINRA Report |
| Sammy Michael Barsa | 2103822 | 2 | 07/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William James Pearce | 1225949 | 5 | 12/23/1999 | Customer Dispute | Denied | $9,840.63 | $0.00 | See FINRA Report |
| Michael Anthony Galantino | 1277218 | 1 | 12/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William James Pearce | 1225949 | 5 | 10/01/1995 | Customer Dispute | Award / Judgment | $2,000.00 | $1,800.00 | See FINRA Report |
| William James Pearce | 1225949 | 5 | 10/01/1995 | Customer Dispute | Award / Judgment | $2,000.00 | $19,353.00 | See FINRA Report |
| William James Pearce | 1225949 | 5 | 02/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |