Our Staff has compiled our research into a database of FINRA Broker Disclosures for Solomon Partners Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Patrick McGinnis | 1983167 | 1 | 01/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Howard Spindel | 708042 | 1 | 05/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marc Seth Cooper | 1338324 | 1 | 04/20/1999 | Customer Dispute | Settled | $2,800,000.00 | $0.00 | See FINRA Report |