Our Staff has compiled our research into a database of FINRA Broker Disclosures for Solomon Partners Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Thomas Hildebrand | 5608456 | 2 | 11/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Thomas Hildebrand | 5608456 | 2 | 11/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ziffer | 7401836 | 1 | 07/31/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Spindel | 708042 | 1 | 05/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Seth Cooper | 1338324 | 1 | 04/20/1999 | Customer Dispute | Settled | $2,800,000.00 | $0.00 | See FINRA Report |