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FINRA Broker Disclosures for Nolan Securities Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nolan Securities Corp.. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bruce Paul Kelly1385457103/22/2021RegulatoryFinal$0.00$0.00See FINRA Report
Eamon Riegel Kelly3254426605/19/2017FinancialFinal$0.00$0.00See FINRA Report
Eamon Riegel Kelly3254426611/03/2016FinancialFinal$0.00$0.00See FINRA Report
Eamon Riegel Kelly3254426609/30/2016FinancialFinal$0.00$0.00See FINRA Report
Eamon Riegel Kelly3254426607/28/2016FinancialFinal$0.00$0.00See FINRA Report
Eamon Riegel Kelly3254426607/22/2016FinancialFinal$0.00$0.00See FINRA Report
Eamon Riegel Kelly3254426606/14/2016FinancialFinal$0.00$0.00See FINRA Report
Leonard Henry Schwalb1061625101/01/1971Judgment / Lien$0.00$0.00See FINRA Report

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