Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nolan Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Paul Kelly | 1385457 | 1 | 03/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Eamon Riegel Kelly | 3254426 | 6 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eamon Riegel Kelly | 3254426 | 6 | 11/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eamon Riegel Kelly | 3254426 | 6 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eamon Riegel Kelly | 3254426 | 6 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eamon Riegel Kelly | 3254426 | 6 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eamon Riegel Kelly | 3254426 | 6 | 06/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Leonard Henry Schwalb | 1061625 | 1 | 01/01/1971 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |