Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lombard Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Tangen | 2476343 | 3 | 06/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Reed Croxton | 4882242 | 2 | 11/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Reed Croxton | 4882242 | 2 | 11/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Frederick Guensch | 1769051 | 4 | 06/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles M Jenkins | 3182100 | 3 | 01/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Everett Ray Hurst | 1617138 | 1 | 11/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles M Jenkins | 3182100 | 3 | 04/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Tangen | 2476343 | 3 | 12/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Johnny G Brown | 5408594 | 2 | 04/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Stephen Walls | 1105863 | 14 | 09/08/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |