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FINRA Broker Disclosures for L.M. Kohn & Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.M. Kohn & Company. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 44 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Bryan Fitzpatrick7215522210/21/1993Customer DisputeSettled$9,209.00$0.00See FINRA Report
Robert Bryan Fitzpatrick7215522210/21/1993Customer DisputeSettled$142,457.00$0.00See FINRA Report
Robert Bryan Fitzpatrick7215522202/01/1993Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Bryan Fitzpatrick7215522201/19/1993Customer DisputeSettled$181,000.00$0.00See FINRA Report
Robert Bryan Fitzpatrick7215522210/13/1992Customer DisputeSettled$585,000.00$0.00See FINRA Report
Vincent Paul Dipietro1543855201/01/1992Customer DisputeSettled$129,000.00$0.00See FINRA Report
Robert Bryan Fitzpatrick7215522204/15/1991Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Aldo Bagnulo867517303/28/1990RegulatoryFinal$0.00$0.00See FINRA Report
Kirk H Love717443301/11/1990Customer DisputeSettled$179,745.00$0.00See FINRA Report
Larry Michael Kohn1063493207/13/1988Customer DisputeAward / Judgment$0.00$17,000.00See FINRA Report

44 Results

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