Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.M. Kohn & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bryan Fitzpatrick | 721552 | 22 | 11/24/2003 | Customer Dispute | Award / Judgment | $46,000.00 | $41,900.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 02/19/2003 | Customer Dispute | Denied | $332,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 02/03/2003 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 08/16/2002 | Customer Dispute | Settled | $94,321.00 | $0.00 | See FINRA Report |
| David Kenneth Rubenstein | 2514293 | 3 | 05/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 08/13/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $30,000.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 05/02/2001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Phillip A Schwegmann | 1497968 | 1 | 07/31/2000 | Customer Dispute | Pending | $103,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Durket | 1125215 | 1 | 08/30/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Donnellan | 2052675 | 2 | 08/11/1999 | Customer Dispute | Settled | $667,356.00 | $0.00 | See FINRA Report |