Our Staff has compiled our research into a database of FINRA Broker Disclosures for L.M. Kohn & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bryan Fitzpatrick | 721552 | 22 | 08/13/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $30,000.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 05/02/2001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Phillip A Schwegmann | 1497968 | 1 | 07/31/2000 | Customer Dispute | Pending | $103,000.00 | $0.00 | See FINRA Report |
| Michael James Donnellan | 2052675 | 2 | 08/11/1999 | Customer Dispute | Settled | $667,356.00 | $0.00 | See FINRA Report |
| Michael Aldo Bagnulo | 867517 | 3 | 07/05/1998 | Customer Dispute | Settled | $32,773.90 | $0.00 | See FINRA Report |
| John Francis Conway | 1658452 | 1 | 03/04/1997 | Customer Dispute | Settled | $153,000.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 06/16/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 10/21/1993 | Customer Dispute | Settled | $103,412.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 10/21/1993 | Customer Dispute | Settled | $37,441.00 | $0.00 | See FINRA Report |
| Robert Bryan Fitzpatrick | 721552 | 22 | 10/21/1993 | Customer Dispute | Settled | $184,848.00 | $0.00 | See FINRA Report |