Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sentinus-Halo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Lee Moses | 2968778 | 1 | 11/01/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Michael David Thompson | 2965521 | 1 | 11/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |