Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of America Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy S Lor | 7276236 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Meade Gillette | 4415568 | 3 | 10/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jarret W McFarland | 6384787 | 4 | 07/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarret W McFarland | 6384787 | 4 | 07/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Lawrence Thompson | 7262545 | 1 | 06/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Bruce Gregory | 4984456 | 1 | 05/19/2014 | Customer Dispute | Denied | $8,030.00 | $0.00 | See FINRA Report |
| Amit Eisinger | 5140769 | 1 | 03/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Vincent Pacek | 6085587 | 1 | 03/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caroline M Sullivan | 4966566 | 1 | 07/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiomara J La Grenade | 4128334 | 2 | 07/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |