Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of America Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Charles Thorn | 5858987 | 2 | 04/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Thorn | 5858987 | 2 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlon Pineda | 6904462 | 7 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlon Pineda | 6904462 | 7 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Delaney | 4939241 | 4 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlon Pineda | 6904462 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlon Pineda | 6904462 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Delaney | 4939241 | 4 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorenzo Diamond | 5240247 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Stewart | 7454504 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |