Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of America Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Puller | 4800726 | 2 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lana Christine Robinson | 1554616 | 1 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarret W McFarland | 6384787 | 2 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy S Lor | 7276236 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Russell Holmes | 5388190 | 1 | 04/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Jerome | 1257302 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |