Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of America Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caroline M Sullivan | 4966566 | 1 | 07/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Wierzba | 1665037 | 2 | 04/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Ann Haze | 4997455 | 2 | 03/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Ann Haze | 4997455 | 2 | 03/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Russell Holmes | 5388190 | 1 | 04/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Jerome | 1257302 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Wierzba | 1665037 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |