Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Andrew Ventura | 1449623 | 9 | 02/07/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 07/16/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 05/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |