Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Andrew Ventura | 1449623 | 9 | 04/02/2018 | $0.00 | $0.00 | See FINRA Report | ||
| Joseph Andrew Ventura | 1449623 | 9 | 01/09/2012 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 11/23/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 11/05/2009 | Customer Dispute | Settled | $121,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 05/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Andrew Ventura | 1449623 | 9 | 11/12/2008 | Customer Dispute | Closed-No Action | $13,049.70 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 02/07/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 07/16/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Ventura | 1449623 | 9 | 05/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |