Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Capital Markets. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Woodward Ekstrom | 7506897 | 1 | 09/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Davis Winer | 4256792 | 1 | 05/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Edward Ridgway | 5820006 | 1 | 10/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Wesley Alexander | 6334549 | 1 | 07/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Baker | 7127958 | 1 | 03/11/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael D Jones | 7415444 | 1 | 10/19/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gillian Leigh Marcott | 4809595 | 1 | 08/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andres Zayas | 5577105 | 1 | 07/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Dillon Bowles | 2810167 | 1 | 01/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik Janis Priede | 2553617 | 1 | 11/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |