Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mesirow Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Hale Minkus | 5827842 | 1 | 01/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Wheatley-Kaufmann | 1692414 | 1 | 11/27/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Antioho | 1105871 | 1 | 08/27/1997 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Adam Scott Goldman | 1506762 | 1 | 02/10/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Joseph Ryals | 5155648 | 1 | 09/21/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |