Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Gonzales | 2298005 | 2 | 09/16/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Micali | 2909970 | 1 | 08/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwan Gallagher | 3013442 | 1 | 03/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Raymond Ng | 2586435 | 1 | 05/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Stanley Puetzer | 2199224 | 2 | 02/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Boyle | 1706932 | 1 | 09/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Gunner Olsen | 1023705 | 1 | 03/14/1983 | Customer Dispute | Settled | $821,517.00 | $0.00 | See FINRA Report |
| Edwin Obrien | 1226768 | 1 | 01/25/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 07/12/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 12/14/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |