Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Johnsen | 4464304 | 1 | 03/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nuno Filipe Antunes | 4675412 | 2 | 08/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Stephen Bier | 5378206 | 2 | 02/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Francis Murphy | 1483320 | 1 | 12/18/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Parisi | 1674797 | 1 | 12/18/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Agola | 1678211 | 1 | 12/18/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stephen Bier | 5378206 | 2 | 09/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse James Libby | 4544574 | 1 | 03/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Cooper Kinsley | 4791914 | 1 | 03/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith M Murphy | 5975091 | 1 | 01/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |