Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph John Greene | 2177418 | 1 | 01/25/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Francis Murphy | 1483320 | 1 | 12/18/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith M Murphy | 5975091 | 1 | 01/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Giallombardo | 5692150 | 1 | 03/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Paul | 2981813 | 1 | 05/28/2004 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Christopher Steven Masse | 3101395 | 1 | 03/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Bardelli | 2796631 | 1 | 01/16/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John G Reardon | 2042196 | 2 | 03/27/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwan Gallagher | 3013442 | 1 | 03/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John G Reardon | 2042196 | 2 | 10/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |