Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Raymond Ng | 2586435 | 1 | 05/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Stanley Puetzer | 2199224 | 2 | 02/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Boyle | 1706932 | 1 | 09/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Obrien | 1226768 | 1 | 01/25/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 07/12/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 12/14/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |