Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brooks, Houghton Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Joseph Psomas | 1394333 | 8 | 05/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 03/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 03/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 03/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 10/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 10/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew David Shiftan | 2720855 | 1 | 01/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Psomas | 1394333 | 8 | 01/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |