Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Michael Loddy | 4178310 | 3 | 12/05/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Michael Loddy | 4178310 | 3 | 10/09/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Loddy | 4178310 | 3 | 03/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |