Our Staff has compiled our research into a database of FINRA Broker Disclosures for Scotia Capital (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg Michael McGinniss | 6323871 | 1 | 09/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy James Timone | 4980261 | 1 | 10/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |