Our Staff has compiled our research into a database of FINRA Broker Disclosures for Scotia Capital (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peyton James Blauvelt | 7567364 | 2 | 06/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peyton James Blauvelt | 7567364 | 2 | 02/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 08/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 08/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 02/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Sofia Toth | 5449709 | 9 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |