Our Staff has compiled our research into a database of FINRA Broker Disclosures for Scotia Capital (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Marie Midlaw | 2302343 | 1 | 01/31/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |