Our Staff has compiled our research into a database of FINRA Broker Disclosures for BBVA Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lara | 1563291 | 2 | 09/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Montemarano | 5088714 | 2 | 09/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lara | 1563291 | 2 | 07/31/1996 | Customer Dispute | Award / Judgment | $94,226.00 | $0.00 | See FINRA Report |
| David Sullivan Neel | 1884109 | 1 | 10/23/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Schubert | 5285568 | 1 | 08/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Montemarano | 5088714 | 2 | 03/10/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |