Our Staff has compiled our research into a database of FINRA Broker Disclosures for Center Street Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Esa Pekka Jokela | 2606773 | 8 | 12/27/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Hanley | 4478784 | 18 | 10/29/2018 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Charles Gregory Majors | 2685420 | 2 | 10/16/2017 | Customer Dispute | Closed-No Action | $44,400.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 1 | 11/22/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Andrew Borba | 811527 | 3 | 02/01/2011 | Customer Dispute | Closed-No Action | $780,000.00 | $0.00 | See FINRA Report |
| Richard Andrew Borba | 811527 | 3 | 09/10/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michele Paulette Berra | 1216249 | 2 | 03/29/2007 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michele Paulette Berra | 1216249 | 2 | 01/14/2007 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 12/14/2006 | Customer Dispute | Closed-No Action | $85,710.00 | $0.00 | See FINRA Report |