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FINRA Broker Disclosures for Quint Capital Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.

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Displaying 41-47 out of 47 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Kingsley Lombardo12293402001/22/1997Customer DisputeSettled$95,000.00$0.00See FINRA Report
James Kingsley Lombardo12293402001/21/1997Customer DisputeSettled$106,376.00$0.00See FINRA Report
James Kingsley Lombardo12293402001/20/1997Customer DisputeSettled$45,000.00$0.00See FINRA Report
Alexander Norman Quint1012135203/22/1991Customer DisputeSettled$73,000.00$0.00See FINRA Report
James Kingsley Lombardo12293402003/10/1989Employment Separation After Allegations$0.00$0.00See FINRA Report
Anthony Gerrard Giordano1157896403/10/1989Employment Separation After Allegations$0.00$0.00See FINRA Report
Anthony Gerrard Giordano1157896406/29/1983Employment Separation After Allegations$0.00$0.00See FINRA Report

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