Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Kingsley Lombardo | 1229340 | 20 | 01/22/1997 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 01/21/1997 | Customer Dispute | Settled | $106,376.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 01/20/1997 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
Alexander Norman Quint | 1012135 | 2 | 03/22/1991 | Customer Dispute | Settled | $73,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 03/10/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Anthony Gerrard Giordano | 1157896 | 4 | 03/10/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Anthony Gerrard Giordano | 1157896 | 4 | 06/29/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |