Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lawrence Rule | 1972917 | 4 | 07/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 09/12/1997 | Customer Dispute | Settled | $106,257.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 05/16/1997 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 05/15/1997 | Customer Dispute | Settled | $126,769.00 | $0.00 | See FINRA Report |
| Michael Lawrence Rule | 1972917 | 4 | 03/27/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Kingsley Lombardo | 1229340 | 20 | 03/14/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 03/03/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 02/12/1997 | Customer Dispute | Settled | $58,500.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/24/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/24/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |