Our Staff has compiled our research into a database of FINRA Broker Disclosures for Axiom Capital Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Sandor Lemak | 845891 | 2 | 07/29/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Robert Doyle | 2309859 | 3 | 09/05/2023 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Sandor Lemak | 845891 | 2 | 10/22/2021 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Robert Doyle | 2309859 | 3 | 07/15/2015 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Daniel Christopher McMullen | 2794366 | 2 | 05/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Christopher McMullen | 2794366 | 2 | 03/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barry William Zelin | 476200 | 1 | 02/09/2010 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Peter Arcaro Massari | 836745 | 4 | 11/03/2008 | Customer Dispute | Denied | $209,490.00 | $0.00 | See FINRA Report |
| Eric Lee Miller | 2200698 | 1 | 08/04/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Doyle | 2309859 | 3 | 03/08/2004 | Customer Dispute | Settled | $2,431,710.00 | $0.00 | See FINRA Report |