Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryne Ann Stuempert | 3005680 | 1 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 07/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gayle Oppenlander | 1090076 | 1 | 07/09/2015 | Customer Dispute | Denied | $185,122.00 | $0.00 | See FINRA Report |
| Kevin James Flynn | 1760171 | 3 | 07/09/2015 | Customer Dispute | Denied | $185,122.00 | $0.00 | See FINRA Report |
| Christopher Alexander Marino | 4133777 | 4 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alexander Marino | 4133777 | 4 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alec Edward Hoke | 1921673 | 3 | 06/22/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Patrick D Montgomery | 5846387 | 2 | 06/22/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guy Tirondola | 4669942 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |