Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher A Saras | 2884291 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bert Henry Livingston | 1415670 | 1 | 01/13/2017 | Customer Dispute | Denied | $53,674.00 | $0.00 | See FINRA Report |
| Edward John Kotak | 6122803 | 3 | 12/06/2016 | Customer Dispute | Denied | $9,465.42 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John N Kalil | 2455833 | 2 | 11/23/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack M Somer | 1070180 | 9 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Doyle Olson | 3213498 | 4 | 11/04/2016 | Customer Dispute | Withdrawn | $54,000.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick D Montgomery | 5846387 | 2 | 06/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Harding MacGovern | 2059852 | 3 | 05/19/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |