Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Solarchik | 2346856 | 1 | 06/29/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick Neil Farrell | 2376686 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin James Pent | 4976653 | 1 | 05/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard S Hyams | 3102005 | 1 | 05/24/2018 | Customer Dispute | Settled | $5,146.23 | $0.00 | See FINRA Report |
| Howard Leroy Ebo | 5654633 | 1 | 05/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Enrique Servellon | 6761547 | 3 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alexander Marino | 4133777 | 4 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Julian | 3248139 | 3 | 03/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Barnes | 5904416 | 3 | 03/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Lloyd Space | 1180028 | 3 | 02/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |