Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Barnes | 5904416 | 3 | 01/05/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oren Olford Isaacs | 6949295 | 1 | 10/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Francis Horvath | 4172027 | 3 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carey Ann Yukich | 4425087 | 1 | 08/31/2017 | Customer Dispute | Settled | $8,168.00 | $0.00 | See FINRA Report |
| Carlos Javier Lugo | 5478220 | 1 | 07/05/2017 | Customer Dispute | Denied | $2,747.81 | $0.00 | See FINRA Report |
| Michael Patrick Previti | 4363006 | 1 | 06/22/2017 | Customer Dispute | Denied | $88,765.00 | $0.00 | See FINRA Report |
| Jeffrey Eckert | 6121500 | 1 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Paine | 4544671 | 3 | 04/06/2017 | Customer Dispute | Denied | $15,300.00 | $0.00 | See FINRA Report |
| Christopher A Saras | 2884291 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bert Henry Livingston | 1415670 | 1 | 01/13/2017 | Customer Dispute | Denied | $53,674.00 | $0.00 | See FINRA Report |