Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Nicholas Boswell | 4602634 | 1 | 03/03/2021 | Customer Dispute | Denied | $18,826.80 | $0.00 | See FINRA Report |
| Matthew Stanley Lempa | 1212631 | 1 | 03/03/2021 | Customer Dispute | Denied | $18,826.80 | $0.00 | See FINRA Report |
| Luis Enrique Servellon | 6761547 | 3 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Penny Lynn Vinson | 5081138 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Bradley Carter | 4062130 | 1 | 02/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Leroy Stephens | 2729049 | 1 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Tyson Jackson | 6897981 | 1 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Robinson | 2096303 | 4 | 10/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross P Steelman | 6994293 | 2 | 09/27/2019 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |