Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas A Marchelos | 5957506 | 3 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Virginia Watson Griffith | 4929681 | 1 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cole Fleming | 5912786 | 2 | 01/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Streeter | 5061648 | 1 | 09/21/2021 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Edward Robinson | 2096303 | 4 | 09/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen Huber | 6876982 | 1 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 05/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Alexander Marino | 4133777 | 4 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack M Somer | 1070180 | 9 | 04/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Tyler Hinman | 2854971 | 4 | 04/12/2021 | Customer Dispute | Denied | $179,000.00 | $0.00 | See FINRA Report |