Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvatore Mondello | 1244725 | 1 | 10/06/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Minchul Lee | 6407875 | 1 | 09/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paulson Attila Edum | 6723738 | 1 | 08/04/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stefan Tunaru | 5570657 | 3 | 08/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott James Bradford | 6936051 | 1 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Noel Girasole | 6840837 | 1 | 07/11/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stefan Tunaru | 5570657 | 3 | 03/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Robinson | 2096303 | 4 | 09/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam C Blake | 6228701 | 1 | 09/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Petersen | 3062994 | 5 | 04/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |