Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Leroy Stephens | 2729049 | 1 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Robinson | 2096303 | 3 | 10/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross P Steelman | 6994293 | 2 | 09/27/2019 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Syed Shahid Hasan | 2486903 | 6 | 09/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 4 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hilliard S. Mabry | 5223653 | 1 | 09/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Syed Shahid Hasan | 2486903 | 6 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Syed Shahid Hasan | 2486903 | 6 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Syed Shahid Hasan | 2486903 | 6 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Friedland | 2702678 | 1 | 07/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |