Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Michael Lucia | 2258356 | 4 | 12/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John N Kalil | 2455833 | 2 | 03/09/1999 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Mohamed Nour Abdallah | 1393531 | 3 | 05/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 03/03/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Lucia | 2258356 | 4 | 05/20/1996 | Customer Dispute | Settled | $26,740.00 | $0.00 | See FINRA Report |
| John S Mayock | 4503632 | 2 | 10/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Christopher Davis | 3103494 | 1 | 02/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric John McDowell | 2131441 | 2 | 01/04/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis George Dine | 5605628 | 2 | 10/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Neal Nager | 344566 | 2 | 12/17/1990 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |