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FINRA Broker Disclosures for Equity Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 191-200 out of 215 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Frederick Meyer1152319101/02/2002RegulatoryFinal$0.00$0.00See FINRA Report
Matthew R Marino2412505112/03/2001Customer DisputeDenied$8,000.00$0.00See FINRA Report
Anthony John Khoury2916900107/30/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report
Gregory Paul Kausch1944016202/27/2001Employment Separation After Allegations$0.00$0.00See FINRA Report
Kevin James Flynn1760171302/02/2001Customer DisputePending$27,541.30$0.00See FINRA Report
Gregory Paul Kausch1944016201/16/2001Customer DisputeSettled$6,137.00$0.00See FINRA Report
Kevin James Flynn1760171312/11/2000Customer DisputeSettled$14,566.70$0.00See FINRA Report
Nicholas George Taylor1372888112/08/2000Customer DisputeDenied$12,000.00$0.00See FINRA Report
J Townsend Gilbert2313345208/08/2000Customer DisputeSettled$80,000.00$0.00See FINRA Report
April Deshawn Murdaugh5870930104/26/2000CriminalFinal Disposition$0.00$0.00See FINRA Report

215 Results

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