Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanford Jay Cohen | 1509386 | 3 | 04/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin James Murphy | 2658678 | 1 | 03/27/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Alfred William Schefer | 1809353 | 2 | 03/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Robert Wells | 6467298 | 1 | 03/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 9 | 03/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Jerome Larsen | 6192239 | 3 | 01/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas A Marchelos | 5957506 | 3 | 12/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Adam Sortino | 5347994 | 2 | 11/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Adam Sortino | 5347994 | 2 | 11/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Tyler Hinman | 2854971 | 4 | 11/13/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |